Rights, Duties, and Going Beyond Duty
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A strong swimmer stands at the edge of a shallow pond and watches a toddler drown. There is no current, no danger, and nobody else present. In most English-speaking jurisdictions the swimmer has committed no offence and can be sued for nothing. In Germany and in France they would face criminal prosecution for failing to render assistance.
Nobody in either country thinks the swimmer behaved well. What the legal difference records is a disagreement about whether that failure is the kind of thing law should reach, and behind it a philosophical disagreement about what kind of demand a duty to help is.
Two shapes a duty can have
Definition
Negative duty
A duty not to do something to someone: an obligation discharged by refraining, which every person can satisfy toward every other person at the same time.
Definition
Positive duty
A duty to do something for someone: an obligation to provide aid, resources, or protection, which cannot be discharged by refraining and which costs whoever bears it something.
The analysis of claim rights showed that a right and a duty are one relation seen from two ends. The same applies here, and the two shapes of duty answer to the two families of rights. A right not to be assaulted corresponds to a duty of restraint held by everyone. A right to be fed corresponds to a duty of provision held by somebody, and the word somebody is where the trouble starts.
Three features separate them and none is merely technical.
Negative duties are jointly satisfiable. Everyone can refrain from assaulting everyone else, permanently, without anything being given up in the sense that matters. Positive duties compete: the resources that discharge one are not available for another, and satisfying all of them at once may be impossible.
Negative duties are determinate. A duty not to steal tells each person exactly what to do in every case. A duty to relieve suffering tells nobody what to do until further questions have been answered about whose suffering, how much relief, and at whose expense.
Negative duties have no natural stopping point because they demand nothing. Positive duties have to have one, since the need in the world is unlimited and no person's resources are, and specifying that stopping point is what most of the argument is about.
The traditional way of managing this is to distinguish duties owed to a specific person, which must be performed on pain of wronging them, from duties to pursue an end, which leave the agent latitude about when, how, and toward whom. A duty to help the badly off is a duty of the second kind on the traditional account: it is genuinely binding, nobody in particular can demand its performance, and the person bearing it decides how to discharge it. Kant's version of this distinction is set out in the ethics tier.
The latitude is what makes the duty liveable and it is also its weakness. A duty that leaves the agent to decide when it applies is a duty that a comfortable person can go a whole life without noticing.
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The one positive duty nearly everyone accepts
Definition
Duty of rescue
The obligation to assist a person in serious and immediate peril where one is in a position to help and the cost or risk to oneself is small.
The swimmer at the pond is the standard case and it is unusual among positive duties in commanding near-universal agreement. It is worth asking why, because the answer shows what makes positive duties hard elsewhere.
Every feature that makes positive duties indeterminate has been removed. The victim is identified rather than statistical. The rescuer is identified, because they are the only person present. The action required is specific and its cost is bounded and small. There is no question of whether helping this person means failing another, because no other is in the water. Under those conditions a positive duty is as determinate as a negative one, and the resistance disappears.
That diagnosis has an uncomfortable implication, and the intermediate tier is largely about it. If the reason the pond case is compelling is that all four conditions hold, then any case where all four hold should be equally compelling. Whether the person is fifty metres away or five thousand kilometres away is not one of the four. Whether you happen to be able to see them is not one of the four. Anyone who accepts the duty of rescue and denies that it extends to distant strangers owes an account of which feature of the pond case they are relying on, and the obvious candidates, proximity and visibility, are hard to defend as morally relevant once they are stated openly.
Three replies are usually attempted, and each is partial. One is that in the distant case there are millions of other people equally able to help, so no particular person is the rescuer and the duty has become indeterminate again. A second is that at a distance one cannot know whether the help arrives or does any good, and a duty cannot require what cannot be assessed. A third is that the demand never stops, because there is always another person in peril, so that accepting the extension means accepting a duty that consumes a life.
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Better than required
Definition
Supererogation
The class of actions that are morally good and praiseworthy but not obligatory, so that performing them is admirable while failing to perform them is not a fault.
The word comes from a Latin verb meaning to pay out more than is owed, and it entered moral vocabulary through Christian theology, where works of supererogation were held to exceed what the moral law required. The Reformation attacked the doctrine directly, on the ground that no one does more than is owed to God, and the category dropped out of serious moral philosophy for four centuries.
It returned in 1958, when J. O. Urmson published a paper called "Saints and Heroes" arguing that the standard classification of actions into the obligatory, the permitted, and the forbidden leaves out something everyone recognises. A soldier who throws himself onto a grenade to save his companions has done something the rest of them did not do wrong in failing to do. He was not discharging a duty. Calling his act merely permitted, as though it stood alongside having lunch, gets it as wrong as calling it required.
Once the category is admitted, it generates an immediate difficulty.
The problem is sometimes called the paradox of supererogation and it can be stated in three lines. An act is supererogatory only if it is morally better than the alternatives available. If it is morally better and there is no obstacle to performing it, then there is decisive moral reason to perform it. If there is decisive moral reason to perform it, it is required, and it was not supererogatory after all.
The pressure comes from the assumption that what is morally best is thereby what one ought to do, and the three available positions are distinguished by what they do with it.
Anti-supererogationism accepts the assumption and denies the category. On this view the grenade case is either a duty the soldier discharged, or an act with no special moral standing, and our reluctance to demand it reflects our reluctance to demand hard things rather than any fact about what morality requires.
Qualified supererogationism keeps the category by weakening the duty. There was a duty to jump on the grenade, and it was defeated or excused by the enormity of the cost, so the soldier did what was required of no one because no one could be required to bear that. The account preserves the connection between good and ought, at the price of making the heroic act the discharge of an obligation that had been waived.
Unqualified supererogationism rejects the assumption instead. Not every moral reason generates a requirement. Some reasons commend an act without demanding it, and the moral world contains a genuine region of the optional-but-admirable which is not a shadow of duty. This gets the phenomenon right and owes an account of the difference between the two kinds of reason, which is harder to give than to gesture at.
Objection
Supererogation is the mechanism by which a comfortable morality protects itself.
Consider what the category does. It identifies acts that are morally better than the alternatives, that a person is fully able to perform, and that would relieve real suffering, and it declares them optional. Nothing about the good those acts would do is denied. The whole content of the classification is that nobody may be criticised for omitting them.
Notice also whose acts get classified this way. Giving away a large share of one's income is supererogatory; not stealing is a duty. The convenient result is that the demanding things are optional and the costless things are required, so that a person with a comfortable life can satisfy morality in full without changing anything. The category is not a discovery about the structure of moral reasons. It is a permission slip, drafted by the people who needed it, and the fact that it took Christian theology and modern philosophy alike to construct it should tell against it rather than for it.
Strip it away and the position is cleaner. What one ought to do is the best of the options available. Falling short of that is falling short. That conclusion is uncomfortable, and being uncomfortable is not the same as being false.
Reply
The genealogy is accurate and the argument does not follow from it.
The strongest thing the objection has is the observation about which acts land on which side of the line, and it is a serious charge that should not be brushed off. The line is drawn by people with an interest in where it falls, and the burden should sit with anyone claiming that a costly act is optional.
Three things stand against the conclusion.
The first is that abolishing the category does not produce the demanding morality the objection wants. It produces a morality in which almost everyone is failing almost all the time, and a standard that everyone fails ceases to guide anyone. The practical effect of telling people that every unspent pound is a wrong is not that they give more, but that they stop treating moral demands as things that could be met. A distinction between what is required and what is admirable is what makes it possible to demand the first seriously.
The second is that the permission being protected is not merely comfort. A person who may never pursue anything of their own, because at every moment some greater good is available elsewhere, has no life to speak of. They are a resource for the general good rather than someone with a life of their own to lead, and the same concern for persons that generates the duty to help is what makes that unacceptable. This is not an argument that anything currently thought optional is optional. It is an argument that something must be, and that the objection has no room for it.
The third is that the category is not confined to the convenient cases. Whistleblowing at the cost of a career, sheltering the persecuted at risk of death, and donating an organ to a stranger are all classified as beyond duty, and the classification protects nobody's comfort because almost nobody was going to do them anyway. If the category existed only to excuse the comfortable, it would not include the acts it includes.
The concession is the important part. Nothing here defends the current placement of the line, and the objection's suspicion about it is well founded. A person who has understood that some acts are beyond duty, and inferred that their own conduct is therefore beyond criticism, has made exactly the mistake the objection describes. That the category is real does not tell anyone that they are on the right side of it.
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What this tier has done
Five articles have assembled equipment rather than settling anything.
The relation between moral theory and particular cases turned out to run in both directions, which is why this subject is not the mechanical application of results proved elsewhere. The question of which beings can be wronged was separated from the question of what wrongs them. Harm was analysed and the obvious analysis was found to fail in specific places. Consent was shown to change what may be done, without certifying that what was done was acceptable. Doing was distinguished from allowing, and intending from foreseeing, with both distinctions surviving in weakened form. And duties of restraint were separated from duties of aid, with the boundary between duty and admirable excess left where it actually sits, which is unsettled.
None of that answers a practical question. What it does is make the practical questions statable, which is the point of a beginner tier. The intermediate tier applies the equipment: to decisions at the beginning and end of life, to the treatment of animals, to what is owed to distant strangers, to the limits of free expression, and to the conduct of war.
Further reading
- J. O. Urmson, "Saints and Heroes", in Essays in Moral Philosophy, edited by A. I. Melden, University of Washington Press (1958), pages 198 to 216.
- David Heyd, Supererogation: Its Status in Ethical Theory, Cambridge University Press (1982).
- Immanuel Kant, Groundwork of the Metaphysics of Morals (1785), for the distinction between duties that bind strictly and duties that leave the agent latitude.
- Stanford Encyclopedia of Philosophy, "Supererogation".
- Stanford Encyclopedia of Philosophy, "Rights", for the correlativity of rights and duties.
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